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ASIC
Financial advice
Citigroup has been ordered to pay a $30,000 penalty to ASIC to comply with an infringement notice from the Markets Disciplinary Panel....
Financial advice
ASIC has started penalty proceedings against five former directors of Australian Property Custodian Holdings....
Financial advice
Although ASIC found some conflicts of interest in its recent review of the role of asset consultants, their industry did not need further regulation, it said....
Financial advice
The Australian Crime Commission and the Australian Institute of Criminology have released a report into investment fraud in Australia, sparking law enforcement's biggest ...
Financial advice
ASIC has released its 'good practice' guide for custodians and responsible entities in a bid to clarify the scope of custodians and address concerns about their role in t...
Financial advice
ASIC has issued class order relief for multi-funds, superannuation platforms and hedge funds under the new regime for shorter PDSs....
Institutional investment
Retail derivatives issuer Apex Derivatives will be wound up after ASIC received orders in the Federal Court....
Insurance
Professional associations relating to financial advice have produced mixed responses to a report which states that more than a third of the life insurance advice has not ...
Insurance
Both APRA and ASIC have condemned the insurance industry for not learning from its past mistakes. ...
Funds management
CCH says new APRA reporting obligations for super funds should be viewed as a transformational exercise....
Funds management
ASIC has surveyed 12 hedge fund strategies in Australia which represent approximately 42 per cent of assets in single-strategy funds in Australia. ...
Funds management
Regulator releases new HFT and dark liquidity rules....
From my perspective, 40- 50% of people are likely going to be deeply unhappy about how long they actually live. ...
Super director remuneration ...
No doubt true, but most of it is still because over 45’s have been upgrading their houses with 30 year mortgages. Money ...