A former Perth financial adviser has been sentenced after dishonestly obtaining over $35,000 from his clients’ superannuation. ...

Super Consumers Australia has spoken out about ASIC’s review on superannuation funds that found sub-standard arrangements for managing complaints....

Two former senior executives at Statewide Super have been charged with dishonesty offences related to their procurement of services....

Superannuation trustees are on notice from ASIC to improve their internal dispute resolution systems after a targeted review of trustee compliance....

ASIC has decided to remove a $500,000 as an indicator of the ‘appropriateness of advice’ to establish a self-managed superannuation fund....

ASIC disqualified John Gilliland from being an approved SMSF auditor in 2018 for breaching independence requirements in auditing his own fund....

The corporate regulator has disqualified three auditors and taken action against a further three following breaches of independence requirements and auditing standards....

The Australian Securities and Investments Commission is calling on superannuation trustees to improve the effectiveness of target market determinations after a sample rev...

Superannuation trustees are being urged to review their internal dispute resolution arrangements after the first stage of an ASIC surveillance found indicators of signifi...

A Victorian authorised representative has been charged with engaging in dishonest conduct in the course of carrying on a financial services business and providing unlicen...

The Australian Securities and Investments Commission has said it acted against eight self-managed superannuation fund auditors between March and June 2022....